Other Services Include
- Initiation and maintenance of relationships with Market Makers.
- Solicitation of investment banking contacts.
- A Senior Associate, Ms. Laurie Roop, was formerly a Syndicate Manager for a Denver based brokerage firm.
- She continues to maintain her syndicate relationships and can introduce Clients to appropriate investment bankers.
- Shareholder Relations acts as an advocate for Clients during IPOs.
- Recently, we assisted in an underwriting and brought indications of interest for the entire offering.
- Solicitation of analysts.
- Solicitation of brokers when large quantities of new brokers have made inquiries.
- Syndicate Assistance - one Associate is a former Syndicate manager and able to help in Syndication efforts. We have worked on several syndications with broker/dealers over the past few years.
- Due diligence work related to additional programs.
- Due diligence work related to obtaining a Specialists.